Privacy Policy

We  Respect  Your  Privacy  
Growth  Capital  Services  places  a  high  value  on  the  trust  and  confidence  our  customers  place  in   us.  Today’s  technology  allows  for  broad  and  deep  sharing  of  information,  so  it  is  important  that   we  have  put  in  place  safeguards  and  policies  to  protect  your  information.

Collection  of  Information
We  collect  only  the  information  we  need  to  serve  you  and  administer  our  business.  We  are   committed  to  keeping  your  information  confidential  and  we  place  strict  limits  and  controls  on   the  use  and  sharing  of  your  information.  We  make  every  effort  to  ensure  the  accuracy  of  your   information.  We  collect,  retain  and  use  client  information  to  aid  in  providing  you  with  suitable   investment  recommendations  and  high  quality  customer  service.  This  information  comes  to  us   from  a  variety  of  sources.  It  can  include  information  you  provide  on  applications  or  forms  such   as  name,  address,  social  security  number,  date  of  birth,  income,  net  worth,  and  information   about  account  transactions  (such  as  purchases,  sales  and  account  balances).  The  information   could  be  received  while  you  are  a  client  of  our  firm  and/or  could  have  been  collected  by  your   advisor  prior  to  joining  our  firm.

We  Place  Strict  Limits  and  Controls  on  the  Use  and  Sharing  of  Your  Information
We  do  not  disclose  any  non-­‐public  personal  information  about  you  or  former  clients  to  anyone,   except  as  permitted  by  law  and  as  set  forth  in  this  document.  Specifically,  so  that  our  firm  may   continue  to  offer  products  and  services  that  meet  your  investing  needs,  and  to  effect   transactions  that  you  request,  we  may  disclose  information  to  our  employees,  affiliates,   registered  representatives  and  their  affiliated  businesses,  companies  that  perform   administrative  or  marketing  services  on  our  behalf,  and  reporting  and  regulatory  agencies   (pursuant  to  Anti-­‐Money  Laundering  requirements).  As  stated  in  our  agreements  with  these   companies,  they  will  only  use  non-­‐public  information  for  the  services  for  which  we  have   specified,  and  are  not  permitted  to  use  or  share  this  information  for  any  other  purpose.  These   firms  are  required  to  have  policies  and  procedures  to  protect  your  confidential  information.

Access  to  your  information  will  be  provided  only  to  authorized  affiliates;  employees;  vendors   including  those  permitted  by  law  in  order  to  prevent  fraud,  control  risk,  resolve  complaints  or  as  otherwise  required  by  law;  credit  reporting  agencies;  registered  associates;  and  staff   members  who  require  the  information  to  facilitate  and  administer  your  business.  We  maintain   (and  require  these  authorized  parties  to  maintain)  physical,  electronic  and  procedural   safeguards  that  comply  with  federal  and  state  standards  to  protect  this  information.  If  the   representative  serving  your  account(s)  leaves  our  firm  to  join  another  firm,  he  or  she  may  retain   copies  of  your  personal  information  to  continue  to  service  you  at  the  new  firm,  but  is  otherwise   required  to  keep  confidential  the  personal  information  obtained  from  you  while  affiliated  with   us.  Under  no  circumstances  do  we  sell  this  information  to  any  person  or  entity.  If  you  decide  at   some  point  to  close  your  account  or  become  an  inactive  client,  we  will  continue  to  adhere  to   the  privacy  policies  and  practices  described  in  this  notice.